Helane Morrison is currently the Chief Compliance Office, Managing Director and also the General Counsel of a company that is known as Hall Capital Partners. This company is one of the most successful investment companies that is located in California and it is also run by all women. Morrison has been a part of their team since 2007. Before she started here, she worked for Securities and Exchange Commission as the head of their San Francisco office. Her responsibilities here included fraud litigation, securities law enforcement and also the regulatory issues that are in the Northern part of California as well as five different states that are in the Northwest region.
Morrison represented her company in different legal issues as well as business relations. She also represented them in financial communities and government agencies. The fraud cases that she dealt with while here involved different top executives from many different top companies. These companies included Hewlett-Packard, Google, NextCard Inc., HBO and many more. While here she also made sure that she exposed the deceptive sale of securities that weren’t really true by American Amicable. American Amicable is an insurance company and they provide their services to over 50,000 different military members.
Morrison graduated from Northwestern University, which is located in Chicago. She received her Bachelors of Science in Journalism from this University. She also went to the University of California at Berkeley, School of Law, where she received her J.D.. While attending law school, she was the editor-in-chief of the California Law Review. She started out her law career as a law clerk of the US Court of Appeals. After she was ready to move on, she she worked for the Supreme Court Justice and later joined a law firm where she was promoted to partner in 1991.
Morrison is not only very hardworking, she is also assertive and very sharp. She has made a large impression in the compliance field. Every investment that is made, Morrison insists that it is not only solid but also completely ethical. Where Morrison currently is working, her and her co-workers all work hard to ensure that every firm, mutual fund and every financial advisor that the firm chooses is sure to go through an investigation before they are able to be trusted with clients. If something is suspected, Morrison and her team will be sure to enforce a disciplinary action. This will involve a correction practice which will then lead to pressing criminal charges.